XML External Entity (XXE) Prevention Cheat Sheet



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An XML External Entity attack is a type of attack against an application that parses XML input. This attack occurs when XML input containing a reference to an external entity is processed by a weakly configured XML parser. This attack may lead to the disclosure of confidential data, denial of service, server side request forgery, port scanning from the perspective of the machine where the parser is located, and other system impacts. The following guide provides concise information to prevent this vulnerability. For more information on XXE, please visit XML External Entity (XXE) Processing.

General Guidance
The safest way to prevent XXE is always to disable DTDs (External Entities) completely. Depending on the parser, the method should be similar to the following:  factory.setFeature("http://apache.org/xml/features/disallow-doctype-decl", true); 

Disabling DTDs also makes the parser secure against denial of services (DOS) attacks such as Billion Laughs. If it is not possible to disable DTDs completely, then external entities and external doctypes must be disabled in the way that’s specific to each parser.

Detailed XXE Prevention guidance for a number of languages and commonly used XML parsers in those languages is provided below.

libxml2
The Enum xmlParserOption should not have the following options defined:


 * XML_PARSE_NOENT: Expands entities and substitutes them with replacement text
 * XML_PARSE_DTDLOAD: Load the external DTD

Note: Per: https://mail.gnome.org/archives/xml/2012-October/msg00045.html, starting with libxml2 version 2.9, XXE has been disabled by default as committed by the following patch: http://git.gnome.org/browse/libxml2/commit/?id=4629ee02ac649c27f9c0cf98ba017c6b5526070f.

Java
Java applications using XML libraries are particularly vulnerable to XXE because the default settings for most Java XML parsers is to have XXE enabled. To use these parsers safely, you have to explicitly disable XXE in the parser you use. The following describes how to disable XXE in the most commonly used XML parsers for Java.

JAXP DocumentBuilderFactory and SAXParserFactory
Both DocumentBuilderFactory and SAXParserFactory XML Parsers can be configured using the same techniques to protect them against XXE. Only the DocumentBuilderFactory example is presented here. The JAXP DocumentBuilderFactory setFeature method allows a developer to control which implementation-specific XML processor features are enabled or disabled. The features can either be set on the factory or the underlying XMLReader setFeature method. Each XML processor implementation has its own features that govern how DTDs and external entities are processed.

For a syntax highlighted code snippet for DocumentBuilderFactory, click here.

For a syntax highlighted code snippet for SAXParserFactory, click here.

''' import javax.xml.parsers.DocumentBuilderFactory; import javax.xml.parsers.ParserConfigurationException; // catching unsupported features ...   DocumentBuilderFactory dbf = DocumentBuilderFactory.newInstance; String FEATURE = null; try { // This is the PRIMARY defense. If DTDs (doctypes) are disallowed, almost all XML entity attacks are prevented // Xerces 2 only - http://xerces.apache.org/xerces2-j/features.html#disallow-doctype-decl FEATURE = "http://apache.org/xml/features/disallow-doctype-decl"; dbf.setFeature(FEATURE, true);

// If you can't completely disable DTDs, then at least do the following: // Xerces 1 - http://xerces.apache.org/xerces-j/features.html#external-general-entities // Xerces 2 - http://xerces.apache.org/xerces2-j/features.html#external-general-entities // JDK7+ - http://xml.org/sax/features/external-general-entities FEATURE = "http://xml.org/sax/features/external-general-entities"; dbf.setFeature(FEATURE, false);

// Xerces 1 - http://xerces.apache.org/xerces-j/features.html#external-parameter-entities // Xerces 2 - http://xerces.apache.org/xerces2-j/features.html#external-parameter-entities // JDK7+ - http://xml.org/sax/features/external-parameter-entities FEATURE = "http://xml.org/sax/features/external-parameter-entities"; dbf.setFeature(FEATURE, false);

// Disable external DTDs as well FEATURE = "http://apache.org/xml/features/nonvalidating/load-external-dtd"; dbf.setFeature(FEATURE, false);

// and these as well, per Timothy Morgan's 2014 paper: "XML Schema, DTD, and Entity Attacks" (see reference below) dbf.setXIncludeAware(false); dbf.setExpandEntityReferences(false); // And, per Timothy Morgan: "If for some reason support for inline DOCTYPEs are a requirement, then      // ensure the entity settings are disabled (as shown above) and beware that SSRF attacks      // (http://cwe.mitre.org/data/definitions/918.html) and denial       // of service attacks (such as billion laughs or decompression bombs via "jar:") are a risk."

// remaining parser logic ...     } catch (ParserConfigurationException e) { // This should catch a failed setFeature feature logger.info("ParserConfigurationException was thrown. The feature '" +                       FEATURE +                        "' is probably not supported by your XML processor."); ...       }        catch (SAXException e) { // On Apache, this should be thrown when disallowing DOCTYPE logger.warning("A DOCTYPE was passed into the XML document"); ...       }        catch (IOException e) { // XXE that points to a file that doesn't exist logger.error("IOException occurred, XXE may still possible: " + e.getMessage); ...       } '''

Xerces 1 Features:
 * Do not include external entities by setting this feature to.
 * Do not include parameter entities by setting this feature to.
 * Do not include external DTDs by setting this feature to.

Xerces 2 Features:
 * Disallow an inline DTD by setting this feature to.
 * Do not include external entities by setting this feature to.
 * Do not include parameter entities by setting this feature to.
 * Do not include external DTDs by setting this feature to.

'''Note: Please use Java 7 update 67, Java 8 update 20 or above, otherwise the above countermeasures for DocumentBuilderFactory and SAXParserFactory do not work. For details, please refer to CVE-2014-6517.'''

StAX and XMLInputFactory
StAX parsers such as XMLInputFactory allow various properties and features to be set.

To protect a Java XMLInputFactory from XXE, do this:


 * xmlInputFactory.setProperty(XMLInputFactory.SUPPORT_DTD, false); // This disables DTDs entirely for that factory
 * xmlInputFactory.setProperty(“javax.xml.stream.isSupportingExternalEntities”, false); // disable external entities

TransformerFactory
To protect a Java TransformerFactory from XXE, do this:
 * TransformerFactory tf = TransformerFactory.newInstance;
 * tf.setAttribute(XMLConstants.ACCESS_EXTERNAL_DTD, "");
 * tf.setAttribute(XMLConstants.ACCESS_EXTERNAL_STYLESHEET, "");

Validator
To protect a Java Validator from XXE, do this:
 * SchemaFactory factory = SchemaFactory.newInstance("http://www.w3.org/2001/XMLSchema");
 * Schema schema = factory.newSchema;
 * Validator validator = schema.newValidator;
 * validator.setProperty(XMLConstants.ACCESS_EXTERNAL_DTD, "");
 * validator.setProperty(XMLConstants.ACCESS_EXTERNAL_SCHEMA, "");

SchemaFactory
To protect a SchemaFactory from XXE, do this:
 * SchemaFactory factory = SchemaFactory.newInstance("http://www.w3.org/2001/XMLSchema");
 * factory.setProperty(XMLConstants.ACCESS_EXTERNAL_DTD, "");
 * factory.setProperty(XMLConstants.ACCESS_EXTERNAL_SCHEMA, "");
 * Schema schema = factory.newSchema(Source);

SAXTransformerFactory
To protect a Java SAXTransformerFactory from XXE, do this:
 * SAXTransformerFactory sf = SAXTransformerFactory.newInstance;
 * sf.setAttribute(XMLConstants.ACCESS_EXTERNAL_DTD, "");
 * sf.setAttribute(XMLConstants.ACCESS_EXTERNAL_STYLESHEET, "");
 * sf.newXMLFilter(Source);

XMLReader
To protect a Java XMLReader from XXE, do this:
 * XMLReader spf = XMLReaderFactory.createXMLReader;
 * spf.setFeature(“http://xml.org/sax/features/external-general-entities”, false);
 * spf.setFeature("http://xml.org/sax/features/external-parameter-entities", false);
 * spf.setFeature(“http://apache.org/xml/features/nonvalidating/load-external-dtd”,false);

Unmarshaller
Since an Unmarshaller parses XML and does not support any flags for disabling XXE, it’s imperative to parse the untrusted XML through a configurable secure parser first, generate a Source object as a result, and pass the source object to the Unmarshaller. For example:
 * SAXParserFactory spf = SAXParserFactory.newInstance;
 * spf.setFeature(“http://xml.org/sax/features/external-general-entities”, false);
 * spf.setFeature("http://xml.org/sax/features/external-parameter-entities", false);
 * spf.setFeature("http://apache.org/xml/features/nonvalidating/load-external-dtd", false);


 * Source xmlSource = new SAXSource(spf.newSAXParser.getXMLReader, new InputSource(new StringReader(xml)));
 * JAXBContext jc = JAXBContext.newInstance(Object.class);
 * Unmarshaller um = jc.createUnmarshaller;
 * um.unmarshal(xmlSource);

XPathExpression
An XPathExpression is similar to an Unmarshaller where it can’t be configured securely by itself, so the untrusted data must be parsed through another securable XML parser first. For example:
 * DocumentBuilderFactory df =DocumentBuilderFactory.newInstance;
 * df.setAttribute(XMLConstants.ACCESS_EXTERNAL_DTD, "");
 * df.setAttribute(XMLConstants.ACCESS_EXTERNAL_SCHEMA, "");
 * builder = df.newDocumentBuilder;
 * xPathExpression.evaluate( builder.parse(new ByteArrayInputStream(xml.getBytes)) );

Other XML Parsers
There are many 3rd party libraries that parse XML either directly or through their use of other libraries. Please test and verify their XML parser is secure against XXE by default. If the parser is not secure by default, look for flags supported by the parser to disable all possible external resource inclusions like the examples given above. If there’s no control exposed to the outside, make sure the untrusted content is passed through a secure parser first and then passed to insecure 3rd party parser similar to how the Unmarshaller is secured.

Spring Framework MVC/OXM XXE Vulnerabilities
For example, some XXE vulnerabilities was found in Spring OXM and Spring MVC. The following versions of the Spring Framework are vulnerable to XXE:


 * 3.0.0 to 3.2.3 (Spring OXM & Spring MVC)
 * 4.0.0.M1 (Spring OXM)
 * 4.0.0.M1-4.0.0.M2 (Spring MVC)

There were other issues as well that were fixed later, so to fully address these issues, Spring recommends you upgrade to Spring Framework 3.2.8+ or 4.0.2+.

For Spring OXM, this is referring to the use of org.springframework.oxm.jaxb.Jaxb2Marshaller. Note that the CVE for Spring OXM specifically indicates that 2 XML parsing situations are up to the developer to get right, and 2 are the responsibility of Spring and were fixed to address this CVE. Here's what they say:

Two situations developers must handle: For a DOMSource, the XML has already been parsed by user code and that code is responsible for protecting against XXE. For a StAXSource, the XMLStreamReader has already been created by user code and that code is responsible for protecting against XXE.

The issue Spring fixed: For SAXSource and StreamSource instances, Spring processed external entities by default thereby creating this vulnerability. Here's an example of using a StreamSource that was vulnerable, but is now safe, if you are using a fixed version of Spring OXM or Spring MVC: org.springframework.oxm.Jaxb2Marshaller marshaller = new org.springframework.oxm.jaxb.Jaxb2Marshaller; marshaller.unmarshal(new StreamSource(new StringReader(some_string_containing_XML)); // Must cast return Object to whatever type you are unmarshalling

So, per the Spring OXM CVE writeup, the above is now safe. But if you were to use a DOMSource or StAXSource instead, it would be up to you to configure those sources to be safe from XXE.

.NET
The following information for XXE in .NET is directly from James Jardine's excellent .NET XXE article: https://www.jardinesoftware.net/2016/05/26/xxe-and-net/. This newer article provides more recent and more detailed information than the older article from Microsoft on how to prevent XXE and XML Denial of Service in .NET: http://msdn.microsoft.com/en-us/magazine/ee335713.aspx.

Prior to .NET 4.0
In .NET Framework versions prior to 4.0, DTD parsing behavior for XmlReader and XmlTextReader is controlled by the Boolean ProhibitDtd property found in the System.Xml.XmlReaderSettings and System.Xml.XmlTextReader classes. Set these values to true to disable inline DTDs completely:

XmlReader:

XmlReaderSettings settings = new XmlReaderSettings; settings.ProhibitDtd = true; // Not explicitly needed because the default is 'true' XmlReader reader = XmlReader.Create(stream, settings);

XmlTextReader:

XmlTextReader reader = new XmlTextReader(stream); reader.ProhibitDtd = true; // NEEDED because the default is FALSE!!

XmlDocumentReader:

XmlDocumentReader doesn't use a ProhibitDtd property. Instead you have to set its XmlResolver to null. static void LoadXML {  string xml = "<!DOCTYPE doc  	> &win; "; XmlDocument xmlDoc = new XmlDocument; xmlDoc.XmlResolver = null;  // Setting this to NULL disables DTDs - Its NOT null by default. xmlDoc.LoadXml(xml); Console.WriteLine(xmlDoc.InnerText); Console.ReadLine; }

.NET 4.0 and later
In .NET Framework version 4.0, DTD parsing behavior has been changed. The ProhibitDtd property has been deprecated in favor of the new DtdProcessing property. However, they didn't change the default settings so XmlTextReader is still vulnerable to XXE by default.

Setting DtdProcessing to Prohibit causes the runtime to throw an exception if a <!DOCTYPE> element is present in the XML. To set this value yourself, it looks like this:

XmlReaderSettings settings = new XmlReaderSettings; settings.DtdProcessing = DtdProcessing.Prohibit; XmlReader reader = XmlReader.Create(stream, settings);

Alternatively, you can set the DtdProcessing property to Ignore, which will not throw an exception on encountering a <!DOCTYPE> element but will simply skip over it and not process it. Finally, you can set DtdProcessing to Parse if you do want to allow and process inline DTDs.

.NET 4.6 and later
Starting with .NET 4.6, Microsoft finally changed the default behavior of XmlDocument to be safe from XXE by default, by setting the XmlResolver to null.

For more details on all of this, please read James Jardine's article.

If you need to enable DTD processing, instructions on how to do so safely are described in detail in the referenced MSDN article.

libxml2
iOS includes the C/C++ libxml2 library described above, so that guidance applies if you are using libxml2 directly. However, the version of libxml2 provided up through iOS6 is prior to version 2.9 of libxml2 (which protects against XXE by default).

NSXMLDocument
iOS also provides an NSXMLDocument type, which is built on top of libxml2. However, NSXMLDocument provides some additional protections against XXE that aren't available in libxml2 directly. Per the 'NSXMLDocument External Entity Restriction API' section of: http://developer.apple.com/library/ios/#releasenotes/Foundation/RN-Foundation-iOS/Foundation_iOS5.html:


 * iOS4 and earlier: All external entities are loaded by default.


 * iOS5 and later: Only entities that don't require network access are loaded. (which is safer)

However, to completely disable XXE in an NSXMLDocument in any version of iOS you simply specify NSXMLNodeLoadExternalEntitiesNever when creating the NSXMLDocument.

PHP
Per the PHP documentation, the following should be set when using the default PHP XML parser in order to prevent XXE:

libxml_disable_entity_loader(true);

A description of how to abuse this in PHP is presented in a good SensePost article describing a cool PHP based XXE vulnerability that was fixed in Facebook.

Authors and Primary Editors
Dave Wichers - dave.wichers[at]owasp.org Xiaoran Wang - xiaoran[at]attacker-domain.com James Jardine - james[at]jardinesoftware.com